Regulation and compliance, the way to solid success

Regulatory

Helping entrepreneurs in the financial industry

Whether you are...

A start-up or small boutique in need of regulatory support to start your business

A non-UK company looking to enter the UK and EU market

ProFin Partner's FCA umbrella

ProFin can incubate you as one of its Appointed Representatives (ARs). As an AR, you can "Advise on investments" and "Arrange deals in investments".

This allows your company to start its business and have the time to get fully regulated.

When your business has grown and you are ready, ProFin can help you get fully authorised by the FCA.

Benefits of a UK structure

The UK is a reputable jurisdiction that can provide you with a robust business environment for your company.

ProFin has extensive institutional networks to face your challenges even beyond banking and investment.

You can passport your services from the UK to countries in the EEA through our license.

Find out more about investment management
Find out more about brokerage & custody
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